Paul Chavez
Compliance Specialist
Paul Chavez is a dedicated Compliance Specialist for TSG Wealth Management. His journey in the financial industry began after majoring in Business at Sacramento State University, where he discovered the exciting and challenging world of securities.
Paul entered into the securities industry shortly after graduating and was driven by the belief that it presented a compelling opportunity and the fascinating nature of the field. He embarked on a path that led him to pass a series of rigorous industry registrations, including the 7, 63, 24, 4, 9, 10, and 65, illustrating his commitment to gaining comprehensive knowledge in this ever-evolving industry.
What Paul enjoys most about the financial industry and his role at TSG is the opportunity to connect with a diverse array of individuals. The industry’s vibrant mix of personalities and the chance to build relationships with remarkable people have always been his favorite aspects. In his role as a Compliance Specialist, Paul derives satisfaction from helping his colleagues and the practice navigate the intricate rules and regulations governing the industry. He strives to be a valuable partner and resource in the realm of compliance.
Born in Southern California, Paul’s family relocated to Sacramento when he was just 8 years old. This is where he essentially grew up and developed his deep connection to the area.
Over the course of his career, Paul’s professional journey has taken him to various parts of the United States, including Florida and Utah. After a decade of adventures, he eventually found his way back to Northern California, which he has always considered home.
In his personal life, Paul resides just across the Sacramento River from Downtown Sacramento. He shares his home with his wife of nearly 20 years, Liz, and their faithful canine companion, Felicity.
Paul Chavez’s dedication to compliance and his ability to connect with a diverse range of individuals make him an invaluable asset to TSG Wealth Management, where he continues to navigate the complexities of the financial industry with enthusiasm and expertise.
You may not know this about Paul Chavez…